Source: Tertiary Education Commission
Definition of an EFTS
From 1 January 2023, we are defining an equivalent full-time student (EFTS) of YG provision leading to:
a Level 1 or 2 qualification as 80 credits, and
a Level 3 qualification as 120 credits (no change).
This means that 0.5 EFTS (or 50% of a full-time, full-year learner workload) is equivalent to a:
40-credit workload for learners enrolled in Level 1 and 2 Youth Guarantee qualifications, and
60-credit workload for learners enrolled in Level 3 Youth Guarantee qualifications.
No change to reporting systems or requirements
Mixes of Provision, Single Data Return (SDR) reports and Ngā Kete information products will continue to calculate all YG funding and delivery volumes using the 1 EFTS = 120 credit definition.
Track learner consumption of EFTS carefully
We do not require tertiary education organisations (TEOs) to change their programmes for 2023.
However, TEO tracking of consumption using course enrolments starting on or after 1 January 2023 needs to reflect:
80 credits per EFTS for Level 1 and 2 qualifications; and
120 credits per EFTS for Level 3 qualifications.
Track learner consumption of their 2.5 EFTS per learner entitlement carefully
You should not enrol a learner in a programme if the enrolment will take them over the 2.5 EFTS per learner limit for YG.
Consider course re-enrolments and learner EFTS consumption
Similarly, consider a learner’s course re-enrolments before you enrol them in a further programme. Where a learner does not complete a course successfully and you re-enrol them and claim funding, they consume additional EFTS towards their entitlements.
Admission and enrolment process
We recommend that a tertiary education organisation’s (TEO’s) admission and enrolment process for YG includes the steps below:
Youth Guarantee process
Step
Responsibility
Action
1
TEO
Provides information on qualifications (including courses), the admission and enrolment process, and the withdrawal process.
2
Learner
Applies to the TEO for admission and enrolment (separately or together)
3
TEO
Verifies the learner’s identity
4
TEO
Confirms the learner’s eligibility to study (and eligibility for provision funded through YG, including prior achievement)
5
TEO
Recognises prior learning
6
TEO
Makes a formal offer to enrol the learner on a course or programme of study, excluding recognised prior learning
7
Learner
Formally accepts the offer
8
TEO
Records the enrolment
9
TEO
Invoices the learner for any charges for personal items
10
Learner
Pays any charges for personal items, or arranges for them to be paid
11
TEO
Records payment of any charges
12
TEO
Provides the learner with information about all planned learning activities in their programme
13
TEO
Records the learner as a valid domestic enrolment once the 10% or one month (whichever is earlier) period for eligibility for TEC funding has passed
Note: We expect the TEO to inform each learner during the enrolment process about all planned learning activities leading to the award of the qualification the learner has enrolled in. “Planned learning activities” includes self-directed learning activities the TEO expects the learner to engage with/participate in. It does not include self-directed activities the learner initiates.
For the full requirements when enrolling learners in YG provision, see the Youth Guarantee funding conditions for the relevant year.
Admission
We expect you to publish admission information before the start of each programme. This information should include:
admission requirements
criteria and process for selecting learners for entry into restricted entry courses (if relevant)
criteria and process for assessing and recognising a learner’s prior learning
criteria and process for cross-crediting courses across multiple qualifications
documents that a learner must submit (for example, a learner’s academic transcript or record from another TEO)
the enrolment process
minimum attendance and code of conduct requirements
withdrawal requirements and process, including refunds
process for travel assistance funding, and
student support services available including pastoral care.
Fees
For the full requirements when enrolling learners in YG provision, see the Youth Guarantee funding conditions for the relevant year.
Inducement to enrol
For the full requirements when enrolling learners in YG provision, see the Youth Guarantee funding conditions for the relevant year. An enrolment is not a valid domestic enrolment if the learner has been induced to enrol.
We recommend that you contact us to discuss this before offering items or activities to learners for enrolling with you.
Enrolment
For the full requirements when enrolling learners in YG provision, see the Youth Guarantee funding conditions for the relevant year.
Enrolment form
An enrolment form should collect all of the information you are required to report in the Single Data Return (SDR) to determine whether the learner is eligible for YG.
To ensure an enrolment form collects all of the necessary information, you need to be familiar with the SDR Manual. You can also use the Ministry of Education’s generic enrolment form.
We recommend that you publish your enrolment form.
Enrolment application
To enrol in a programme leading to award of a qualification, a learner needs to apply to the TEO by completing and submitting the TEO’s enrolment form, and providing evidence to enable the TEO to:
verify the learner’s identity, and
determine the learner’s eligibility.
Enrolment changes
If a learner’s enrolment changes for any reason, you must update your records to reflect the changes. We recommend you send updated enrolment information to the learner.
We suggest you specify the period in which a learner can change their enrolment or withdraw from a course (so it is clear on their academic record, and they do not incur unnecessary course-related costs).
Verification of learner identity
For the full requirements for verification of learner identity and eligibility, see the Youth Guarantee funding conditions for the relevant year. Tertiary education organisations (TEOs) must ensure that learners are eligible to be enrolled in YG funded programmes. To comply with the reporting requirements under clause 13 of Schedule 18, clause 13 of the Education and Training Act 2020, a TEO must verify the learner’s identity when the learner enrols for the first time.
Note: The TEO must sight either an original or a certified copy of the original.
Originals must be in hard copy format.
Certified copies can be either in hard copy format or digital format (photograph or scan).
For audit purposes, the TEO must retain copies of the Record of Achievement (ROA) that was used on first enrolment to determine eligibility.
Recognition of learning/prior achievement
For the full requirements when enrolling learners into Youth Guarantee provision, see the Youth Guarantee funding conditions for the relevant year. For information on the prior achievement requirements refer to Learner eligibility – Youth Guarantee – Limit on qualification prior achievement.
Recognition of learning/prior achievement refers to previous study or experience (prior achievement) relevant to the programme the learner is about to enrol in or is currently studying. It enables a learner to proceed with their study without repeating aspects of the qualification previously studied, or re-learning skills the learner has already achieved through past work or other experience.
Recognition of prior learning (RPL), and credit recognition and transfer (CRT), are forms of recognising learning/prior achievement. For information and guidelines for TEOs, see Guidelines for the recognition and award of learning for credit – NZQA.
It is the TEO’s responsibility to recognise each learner’s prior learning and adjust the courses in their programme. A TEO cannot claim YG funding for RPL or CRT, or for delivering tuition where the learner already has prior learning (ie, skills and/or knowledge).
This means the TEO is responsible for:
undertaking a preliminary evaluation of the learner and identifying whether they are likely to have the knowledge, skills, and attributes that can contribute to the graduate outcomes of the qualification
seeking evidence of prior academic achievement, including using an NZQA Record of Achievement, when each learner enrols, and
for Level 3 qualifications, carrying out a National Certificate of Educational Achievement (NCEA) qualification check with NZQA to see each learner’s full NCEA achievement and paid and unpaid credits.
If you have any questions about the process, please contact the NZQA Qualifications Data and Data Analysis team on 0800 697 296.
Unpaid NZQA fees for credits
The New Zealand Qualifications Authority (NZQA) administers a process for clearing unpaid credits achieved at secondary school. We supply NZQA with enrolment information after each Single Data Return (SDR) and this information is used to match national student numbers (NSNs) with NZQA records.
To see a learner’s paid and unpaid credits, NZQA recommends doing an NCEA qualification check prior to enrolment.
If you have any questions about the process, please contact the NZQA Qualifications Data and Data Analysis team on 0800 697 296.
Student Loans and Allowances
A TEO that provides YG programmes must not charge tuition fees to any learner.
A Youth Guarantee learner who is under 18 years old is not eligible for a Student Loan under the Student Loan Scheme. A learner who is 18 to 24 years old, however, may be eligible to access course-related costs and living costs as part of the Student Loan Scheme.
Note: Learners who turn 18 while enrolled in a Youth Guarantee funded qualification are not eligible for course-related costs or living costs until their next programme (qualification) enrolment.
TEOs must ensure that YG learners understand they need to confirm their eligibility for a Student Loan or Student Allowance with StudyLink as part of deciding to undertake study (using the tools on the StudyLink website). It is important that learners make good study decisions based on all the relevant information.
Notes:
For learners to be able to access any part of the Student Loan or Student Allowance Schemes, the qualification(s) the learner is enrolled in must meet the loan entry threshold (LET) and be approved in Services for Tertiary Education Organisations (STEO) by the TEC.
TEOs must add the appropriate source of funding to the Verification of Study (VoS) to StudyLink. For all YG enrolments code 22 should be added to the VoS.
TEOs are no longer required to use concurrent qualifications to indicate to StudyLink the type and age of learners enrolled. Concurrent qualifications will only be used where a learner is enrolled in multiple qualifications simultaneously and the full study load (EFTS value of the qualifications) needs to be advised to StudyLink.
Withdrawals
For the full withdrawal requirements, see the Youth Guarantee funding conditions for the relevant year. A “withdrawal” is when a learner ceases to participate in a course or programme, either:
by providing notice to the TEO that they wish to withdraw participation, or
as a result of non-attendance or non-participation for any reason.
Disengaged learners who have not formally withdrawn
A learner may have disengaged from the programme but not have formally withdrawn. For example, they may have failed to attend face-to-face courses.
Determine at the earliest opportunity if a disengaged learner is withdrawing from a course. If the enrolment continues to be reported and is unsuccessful, it will be counted as a course non-completion for the calculation of Educational Performance Indicators (EPIs).
Setting a withdrawal date for a withdrawn learner
TEOs need to apply a “withdrawal date” to any enrolment in the Single Data Return (SDR) where a learner withdraws.
Advising StudyLink and other parties of learner withdrawal
When a learner in receipt of a loan and/or allowance withdraws from a programme, the date of withdrawal that the TEO must notify to StudyLink is the date the TEO determined that the learner had ceased to participate (eg, for non-attendance or non-participation).